CIK 0001094032 路 Kowloon, K3 路 SIC 6411 路 All EDGAR filings
1 verified red-flag event(s) since 2025-04-01 and 27 earlier one(s) from our 2015-2025 history. Red flag score: 1 how it's calculated
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| Filed | Flag (links to the SEC filing) | Severity | Why |
|---|---|---|---|
| 2024-08-15 | Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 1 | report filed within the extension on 2024-08-19 |
| 2023-02-14 | Going-concern doubt (10-Q) | 3 | quarterly (unaudited) disclosure |
| 2022-11-14 | Going-concern doubt (10-Q) | 3 | quarterly (unaudited) disclosure |
| 2022-08-15 | Going-concern doubt (10-Q) | 3 | quarterly (unaudited) disclosure |
| 2022-06-29 | Going-concern doubt | 5 | in auditor's report |
| 2022-02-02 | Going-concern doubt (10-Q) | 3 | quarterly (unaudited) disclosure |
| 2021-11-15 | Going-concern doubt (10-Q) | 3 | quarterly (unaudited) disclosure |
| 2021-08-10 | Going-concern doubt (10-Q) | 3 | quarterly (unaudited) disclosure |
| 2021-07-12 | Going-concern doubt | 5 | in auditor's report |
| 2021-06-30 | Filing-delay notice, annual report filed within extension (NT 10-K) | 1 | report filed within the extension on 2021-07-12 |
| 2021-02-24 | Going-concern doubt (10-Q) | 4 | quarterly (unaudited) disclosure; also within 90 days: Filing-delay notice, quarterly report (NT 10-Q) |
| 2021-02-17 | Late quarterly report (NT 10-Q) | 4 | filed late on 2021-02-24; also within 90 days: Going-concern doubt |
| 2020-11-17 | Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 1 | report filed within the extension on 2020-11-20 |
| 2020-10-27 | Auditor change | 3 | |
| 2020-05-01 | Going-concern doubt | 5 | in auditor's report; also within 90 days: Filing-delay notice, annual report (NT 10-K) |
| 2020-03-30 | Late annual report (NT 10-K) | 5 | filed late on 2020-05-01; also within 90 days: Going-concern doubt |
| 2016-08-15 | Late quarterly report, still missing (NT 10-Q) | 4 | report still not filed after extension |
| 2016-05-16 | Late quarterly report, still missing (NT 10-Q) | 5 | report still not filed after extension; also within 90 days: Auditor change, Filing-delay notice, annual report (NT 10-K) |
| 2016-03-31 | Late annual report, still missing (NT 10-K) | 5 | report still not filed after extension; also within 90 days: Auditor change, Filing-delay notice, quarterly report (NT 10-Q) |
| 2016-03-02 | Auditor change | 2 | follow-up: new auditor engaged after the auditor change reported 2015-12-29; also within 90 days: Filing-delay notice, annual report (NT 10-K), Filing-delay not |
| 2015-12-29 | Auditor change | 4 | auditor resigned |
| 2015-11-16 | Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 1 | report filed within the extension on 2015-11-20 |
| 2015-08-14 | Late quarterly report (NT 10-Q) | 3 | filed late on 2015-09-01 |
| 2015-05-15 | Late quarterly report (NT 10-Q) | 4 | filed late on 2015-05-29; also within 90 days: Auditor change, Going-concern doubt |
| 2015-04-15 | Going-concern doubt | 5 | in auditor's report; also within 90 days: Auditor change, Filing-delay notice, quarterly report (NT 10-Q) |
| 2015-04-14 | Auditor change | 4 | also within 90 days: Going-concern doubt, Filing-delay notice, quarterly report (NT 10-Q) |
| 2015-03-31 | Filing-delay notice, annual report filed within extension (NT 10-K) | 1 | report filed within the extension on 2015-04-15 |
From our 10-year history, classified with the same rules as current flags. Older flags have no page of their own; see the research study for how flagged stocks did afterwards.
Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 0.6 → score = 100 × (1 − e−points/50) = 1. Full method
| Flag | Filed | Severity | Points | Age | Decay | Counts |
|---|---|---|---|---|---|---|
| Filing-delay notice, annual report filed within extension (NT 10-K) | 2025-07-01 | 1/5 | 1.2 | 474 d | ×0.16 | 0.2 |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history) | 2024-08-15 | 1/5 | 1.2 | 794 d | ×0.05 | 0.1 |
| Going-concern doubt (history) | 2023-02-14 | 3/5 | 14.0 | 1342 d | ×0.01 | 0.1 |
| Going-concern doubt (history) | 2022-11-14 | 3/5 | 14.0 | 1434 d | ×0.00 | 0.1 |
| Going-concern doubt (history) | 2022-08-15 | 3/5 | 14.0 | 1525 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2022-06-29 | 5/5 | 30.0 | 1572 d | ×0.00 | 0.1 |
| Going-concern doubt (history) | 2022-02-02 | 3/5 | 14.0 | 1719 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2021-11-15 | 3/5 | 14.0 | 1798 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2021-08-10 | 3/5 | 14.0 | 1895 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2021-07-12 | 5/5 | 30.0 | 1924 d | ×0.00 | 0.0 |
| Filing-delay notice, annual report filed within extension (NT 10-K) (history) | 2021-06-30 | 1/5 | 1.2 | 1936 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2021-02-24 | 3/5 | 14.0 | 2062 d | ×0.00 | 0.0 |
| Late quarterly report (NT 10-Q) (history) | 2021-02-17 | 3/5 | 9.8 | 2069 d | ×0.00 | 0.0 |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history) | 2020-11-17 | 1/5 | 1.2 | 2161 d | ×0.00 | 0.0 |
| Auditor change (history) | 2020-10-27 | 3/5 | 14.0 | 2182 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2020-05-01 | 5/5 | 30.0 | 2361 d | ×0.00 | 0.0 |
| Late annual report (NT 10-K) (history) | 2020-03-30 | 4/5 | 19.8 | 2393 d | ×0.00 | 0.0 |
| Late quarterly report, still missing (NT 10-Q) (history) | 2016-08-15 | 4/5 | 15.4 | 3716 d | ×0.00 | 0.0 |
| Late quarterly report, still missing (NT 10-Q) (history) | 2016-05-16 | 4/5 | 15.4 | 3807 d | ×0.00 | 0.0 |
| Late annual report, still missing (NT 10-K) (history) | 2016-03-31 | 5/5 | 27.0 | 3853 d | ×0.00 | 0.0 |
| Auditor change (history) | 2016-03-02 | 1/5 | 4.0 | 3882 d | ×0.00 | 0.0 |
| Auditor change (history) | 2015-12-29 | 4/5 | 22.0 | 3946 d | ×0.00 | 0.0 |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history) | 2015-11-16 | 1/5 | 1.2 | 3989 d | ×0.00 | 0.0 |
| Late quarterly report (NT 10-Q) (history) | 2015-08-14 | 3/5 | 9.8 | 4083 d | ×0.00 | 0.0 |
| Late quarterly report (NT 10-Q) (history) | 2015-05-15 | 3/5 | 9.8 | 4174 d | ×0.00 | 0.0 |
| Going-concern doubt (history) | 2015-04-15 | 5/5 | 30.0 | 4204 d | ×0.00 | 0.0 |
| Auditor change (history) | 2015-04-14 | 3/5 | 14.0 | 4205 d | ×0.00 | 0.0 |
| Filing-delay notice, annual report filed within extension (NT 10-K) (history) | 2015-03-31 | 1/5 | 1.2 | 4219 d | ×0.00 | 0.0 |
The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.
| Flag | Date | Cap at flag | 30d | 90d | 180d | 1y |
|---|---|---|---|---|---|---|
| Filing-delay notice, annual report filed within extension (NT 10-K) | 2025-07-01 | $776.3M | +4.2% | -19.1% | -59.8% | -91.8% |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 2024-08-15 | n/a | +120.7% | +86.9% | -24.8% | +24.1% |
| Going-concern doubt | 2023-02-14 | n/a | +0.0% | +0.0% | +5.0% | +1400.0% |
| Going-concern doubt | 2022-11-14 | $1.70B | +0.0% | +23.5% | +23.5% | +3109.9% |
| Going-concern doubt | 2022-08-15 | n/a | -79.8% | -79.8% | -75.0% | -73.8% |
| Going-concern doubt | 2022-06-29 | n/a | -27.3% | -92.6% | -92.6% | -90.9% |
| Going-concern doubt | 2022-02-02 | n/a | +36.8% | +78.9% | -22.1% | -89.5% |
| Going-concern doubt | 2021-11-15 | n/a | -0.5% | -9.5% | +61.9% | -92.3% |
| Going-concern doubt | 2021-08-10 | n/a | -26.3% | -13.8% | -22.0% | -57.3% |
| Going-concern doubt | 2021-07-12 | n/a | -37.5% | -49.3% | -51.3% | -53.8% |
| Filing-delay notice, annual report filed within extension (NT 10-K) | 2021-06-30 | n/a | -32.7% | -45.3% | -44.4% | -49.6% |
| Going-concern doubt | 2021-02-24 | n/a | +0.0% | +0.3% | -58.2% | -47.2% |
| Late quarterly report (NT 10-Q) | 2021-02-17 | n/a | -59.7% | -59.3% | -59.4% | -78.7% |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 2020-11-17 | n/a | +0.0% | +49.0% | -39.4% | -65.0% |
| Auditor change | 2020-10-27 | n/a | +0.0% | +74.0% | -39.4% | -65.0% |
| Going-concern doubt | 2020-05-01 | n/a | -44.0% | -43.9% | -20.0% | -51.5% |
| Late annual report (NT 10-K) | 2020-03-30 | n/a | -9.5% | -68.3% | -32.1% | -72.9% |
| Late quarterly report, still missing (NT 10-Q) | 2016-08-15 | n/a | +2.5% | +0.0% | -10.0% | +5.5% |
| Late quarterly report, still missing (NT 10-Q) | 2016-05-16 | n/a | +0.0% | -47.4% | -47.4% | -81.6% |
| Late annual report, still missing (NT 10-K) | 2016-03-31 | n/a | +60.0% | +4.0% | +1.0% | -52.4% |
| Auditor change | 2016-03-02 | n/a | -3.3% | -18.0% | -32.8% | -60.7% |
| Auditor change | 2015-12-29 | n/a | -29.6% | -23.4% | -20.4% | -60.2% |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 2015-11-16 | n/a | +34.6% | -4.2% | +46.2% | -23.1% |
| Late quarterly report (NT 10-Q) | 2015-08-14 | n/a | -29.0% | -19.4% | -22.6% | -35.5% |
| Late quarterly report (NT 10-Q) | 2015-05-15 | n/a | +128.6% | +77.1% | +47.4% | +117.1% |
| Going-concern doubt | 2015-04-15 | n/a | -12.5% | +140.0% | +15.0% | +50.0% |
| Auditor change | 2015-04-14 | n/a | -12.5% | +140.0% | +15.0% | +125.0% |
| Filing-delay notice, annual report filed within extension (NT 10-K) | 2015-03-31 | n/a | -16.7% | +8.7% | -4.2% | +4.2% |
Stock return after each flag; pending = window not yet elapsed; n/a = no price data (for older flags often because the stock no longer trades).
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