1/5Rocket Companies, Inc. (RKT): Filing-delay notice, quarterly report filed within extension (NT 10-Q)

Market data

Price before filing: $14.83 (2026-05-11 close, split/dividend-adjusted)
Market cap at flag: n/a · Latest: $40.94B (2026-10-16)

What happened next

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

Verified excerpt

"Due to technical delays encountered while submitting its Quarterly Report on Form 10-Q for the three months ended March 31, 2026 (the "10-Q") with the Securities and Exchange Commission (the "SEC") through third-party filing software, the registrant's submission of the 10-Q was not received by the SEC until after 5:30 p.m. on May 11, 2026. The 10-Q was accepted by the SEC at 5:39 p.m. on May 11, 2026."

Quoted from the filing. Source

What this means

The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.

Status: filed within extension (report filed 2026-05-12) · the SEC treats a report filed within the extension as timely

Why this score: report filed within the extension on 2026-05-12