Home / Filing-delay notices (10-Q) / XCel Brands, Inc.
Filed 2025-11-17 · Form NT 10-Q · Accession 0001104659-25-112734 nano
Price before filing: $0.85 (2025-11-14 close, split/dividend-adjusted)
Market cap at flag: $4.5M (2025-11-17) · Latest: $2.6M (2026-10-16)
| Window | XELB | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +36.5% | -0.1% | +36.6% | 2025-12-17 |
| 90 days | +124.7% | +1.9% | +122.8% | 2026-02-17 |
| 180 days | +129.4% | +10.6% | +118.9% | 2026-05-18 |
| 1 year | pending | pending | until 2026-11-17 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: 2 insiders bought $130K (3 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-11-17: red flag filed | |||||||
| 2025-12-05 | D LOREN ROBERT W CEO and Chairman, Director, 10% owner | Purchase | 50,000 | $0.35 | $18K | no | Form 4 |
| 2025-12-05 | DiSanto Mark Director | Purchase | 50,000 | $0.35 | $18K | no | Form 4 |
| 2025-12-17 | D LOREN ROBERT W CEO and Chairman, Director, 10% owner | Purchase | 81,466 | $1.17 | $95K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-08-19 to 2025-12-17. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"The Registrant is unable to file its Quarterly Form 10-Q for the quarterly period ended September 30, 2025 within the prescribed period because of a delay in completing the audit for this period as a result of management requiring additional time to compile and verify the data required to be included in the report. Registrant expects to file within the extension period. (Attach Extra Sheets if Needed) ​"
Quoted from the filing. Source
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2025-11-19) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2025-11-19
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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