Home / Going-concern warnings / Datavault AI Inc.

2/5Datavault AI Inc. (DVLT): Going-concern doubt alleviated

Filed 2026-03-18 路 Form 10-K 路 Accession 0001104659-26-031280 small

Market data

Price before filing: $0.777 (2026-03-17 close, split/dividend-adjusted)
Market cap at flag: $533.9M (2026-03-18) 路 Latest: $96.0M (2026-10-16)

What happened next

WindowDVLTSPYvs SPY
30 days-2.4%+6.2%-8.6%2026-04-17
90 days-50.3%+12.2%-62.4%2026-06-16
180 days-75.3%+14.0%-89.3%2026-09-14
1 yearpendingpendinguntil 2027-03-18

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

Insider trading around this filing

90 days before the flag: no open-market insider sales or purchases reported.
30 days after: 3 insiders sold $255K (4 sales)

DateInsiderTypeSharesPriceValue10b5-1 planSource
2026-03-18: red flag filed
2026-03-24BRADLEY NATHANIEL T
Chief Executive Officer, Director, 10% owner
Sale190,291$0.63$119KnoForm 4
2026-03-24BRADLEY NATHANIEL T
Chief Executive Officer, Director, 10% owner
Sale51,710$0.63$32KnoForm 4
2026-03-24MOYER BRETT
Chief Financial Officer, Director
Sale159,968$0.63$100KnoForm 4
2026-03-24Mbugua Stanley
See Remark, Director
Sale50,463$0.06$3KnoForm 4

Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-12-18 to 2026-04-17. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.

Verified excerpt

"Accordingly, management has concluded that substantial doubt about the Company's ability to continue as a going concern has been alleviated."

Quoted from the filing. Source

What this means

Going-concern doubt disclosed, then alleviated: the company said conditions raised substantial doubt about its ability to continue as a going concern, but that its plans or new funding resolve that doubt for the next 12 months. A weaker warning than an unresolved going-concern doubt, but the company recently needed a rescue plan or fresh money to stay afloat.

Source: management disclosure in Form 10-K (period 2025-12-31)
Status: doubt alleviated (the company says its plans or new funding resolve the substantial doubt it disclosed)

Why this score: substantial doubt disclosed, then alleviated by management's plans or new funding

Read the original filing on SEC.gov →

Not investment advice. Automated summary; verify against the filing.

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