Home / Filing-delay notices (10-K) / UNIVERSAL SAFETY PRODUCTS, INC.
Filed 2026-06-29 路 Form NT 10-K 路 Accession 0001104659-26-078861 nano
Price before filing: $4.57 (2026-06-26 close, split/dividend-adjusted)
Market cap at flag: $11.0M (2026-06-29) 路 Latest: $15.5M (2026-10-16)
| Window | UUU | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -31.7% | +0.1% | -31.8% | 2026-07-29 |
| 90 days | +6.8% | +5.3% | +1.5% | 2026-09-28 |
| 180 days | pending | pending | until 2026-12-26 | |
| 1 year | pending | pending | until 2027-06-29 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider bought $2.0M (2 purchases)
30 days after: 1 insider bought $2K (3 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-04-30 | AULT MILTON C III Director, 10% owner | Purchase | 155,000 | $5.75 | $891K | no | Form 4 |
| 2026-05-15 | AULT MILTON C III Director, 10% owner | Purchase | 185,000 | $5.75 | $1.1M | no | Form 4 |
| 2026-06-29: red flag filed | |||||||
| 2026-07-07 | AULT MILTON C III Director, 10% owner | Purchase | 300 | $4.06 | $1K | no | Form 4 |
| 2026-07-08 | AULT MILTON C III Director, 10% owner | Purchase | 100 | $3.89 | $389 | no | Form 4 |
| 2026-07-08 | AULT MILTON C III Director, 10% owner | Purchase | 200 | $3.96 | $792 | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-03-31 to 2026-07-29. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"The compilation, dissemination and review of the information required to be presented in the Form 10-K for the fiscal year ended March 31, 2026 has imposed requirements that have rendered timely filing of the Form 10-K impracticable without undue hardship and expense to the registrant."
Quoted from the filing. Source
The company filed Form NT 10-K, telling the SEC it could not file its annual report on time, and then filed the report within the 15-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2026-07-02) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2026-07-02
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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