Home / Filing-delay notices (10-Q) / FiscalNote Holdings, Inc.
Filed 2025-08-12 路 Form NT 10-Q 路 Accession 0001193125-25-179011 micro
Price before filing: $6.67 (2025-08-11 close, split/dividend-adjusted)
Market cap at flag: $95.9M (2025-08-12) 路 Latest: $390,714 (2026-10-16)
| Window | NOTE | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -23.5% | +3.4% | -27.0% | 2025-09-11 |
| 90 days | -54.9% | +7.5% | -62.3% | 2025-11-10 |
| 180 days | -81.7% | +9.7% | -91.5% | 2026-02-09 |
| 1 year | -98.8% | +22.8% | -121.7% | 2026-08-12 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 3 insiders sold $29K (4 sales)
30 days after: 1 insider sold $25K (2 sales)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-05-19 | Aman Todd SVP, General Counsel & Sec. | Sale | 528 | $0.69 | $363 | no | Form 4 |
| 2025-06-02 | Hwang Tim Director, 10% owner | Sale | 30,895 | $0.64 | $20K | yes | Form 4 |
| 2025-06-02 | Hwang Tim Director, 10% owner | Sale | 10,103 | $0.64 | $7K | yes | Form 4 |
| 2025-06-02 | Resnik Josh President and CEO | Sale | 3,876 | $0.64 | $2K | yes | Form 4 |
| 2025-08-12: red flag filed | |||||||
| 2025-09-03 | Hwang Tim Director, 10% owner | Sale | 4,347 | $4.24 | $18K | yes | Form 4 |
| 2025-09-03 | Hwang Tim Director, 10% owner | Sale | 1,438 | $4.24 | $6K | yes | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-05-14 to 2025-09-11. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2025-08-15) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2025-08-15
Read the original filing on SEC.gov →
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