Home / Going-concern warnings / Tempest Therapeutics, Inc.
Filed 2026-03-30 · Form 10-K · Accession 0001193125-26-130490 nano
Price before filing: $1.73 (2026-03-27 close, split/dividend-adjusted)
Market cap at flag: $16.6M (2026-03-30) · Latest: $9.5M (2026-10-16)
| Window | TPST | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +0.6% | +12.2% | -11.6% | 2026-04-29 |
| 90 days | -36.4% | +17.2% | -53.6% | 2026-06-29 |
| 180 days | -51.9% | +21.4% | -73.3% | 2026-09-28 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider bought $500K (1 purchase)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-03-24 | Angel Matthew CEO and President, Director, 10% owner | Purchase | 231,482 | $2.16 | $500K | no | Form 4 |
| 2026-03-30: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-12-30 to 2026-04-29. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"You should read this summary together with the more detailed description of each risk factor contained below. • There is substantial doubt regarding our ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-K (period 2025-12-31)
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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