Home / Auditor changes / Redwood Mortgage Investors IX
Filed 2026-05-07 路 Form 8-K 路 Accession 0001193125-26-212421 cap n/a
n/a: no ticker symbol on the filing.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-02-06 to 2026-06-06. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"On May 7, 2026, Redwood Mortgage Investors IX, LLC, a Delaware limited liability company (the "Company"), engaged Baker Tilly as the Company's new independent registered public accounting firm."
Quoted from the filing. Source
The company changed its outside auditor (8-K Item 4.01). A dismissal or resignation, especially near an annual report or with reported disagreements, is a warning sign. Changes caused by audit firms merging are usually routine.
Type: changed
Disagreements reported: no
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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