Home / Going-concern warnings / OS Therapies Inc
Filed 2025-05-15 路 Form 10-Q 路 Accession 0001213900-25-044336 nano
Price before filing: $1.8 (2025-05-14 close, split/dividend-adjusted)
Market cap at flag: $41.7M (2025-05-15) 路 Latest: $58.0M (2026-10-16)
| Window | OSTX | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +5.6% | +2.6% | +3.0% | 2025-06-16 |
| 90 days | +4.4% | +10.1% | -5.6% | 2025-08-13 |
| 180 days | +5.0% | +16.9% | -11.9% | 2025-11-11 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider sold $530K (4 sales)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-02-14 | Auerbach Shalom (+1 joint filer) 10% owner | Sale | 100,000 | $2.84 | $284K | no | Form 4 |
| 2025-04-09 | Auerbach Shalom (+1 joint filer) 10% owner | Sale | 50,012 | $1.35 | $68K | no | Form 4 |
| 2025-04-10 | Auerbach Shalom (+1 joint filer) 10% owner | Sale | 10,000 | $1.39 | $14K | no | Form 4 |
| 2025-05-07 | Auerbach Shalom (+1 joint filer) 10% owner | Sale | 82,000 | $2.00 | $164K | no | Form 4 |
| 2025-05-15: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-02-14 to 2025-06-14. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"These circumstances raise substantial doubt about the Company's ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-Q (period 2025-03-31)
Why this score: quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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