Home / Filing-delay notices (10-K) / CBAK Energy Technology, Inc.
Filed 2026-03-16 路 Form NT 10-K 路 Accession 0001213900-26-028333 micro
Price before filing: $1.02 (2026-03-13 close, split/dividend-adjusted)
Market cap at flag: $91.9M (2026-03-16) 路 Latest: $91.9M (2026-10-16)
| Window | CBAT | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -20.1% | +6.0% | -26.1% | 2026-04-15 |
| 90 days | -32.5% | +14.3% | -46.8% | 2026-06-15 |
| 180 days | -2.0% | +15.5% | -17.5% | 2026-09-14 |
| 1 year | pending | pending | until 2027-03-16 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-12-16 to 2026-04-15. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"(Attach extra sheets if needed.) The registrant has not finalized its financial statements for the fiscal year ended December 31, 2025. As a result, the registrant is unable to file its Annual Report on Form 10-K within the prescribed time period without unreasonable effort or expense. The registrant anticipates that it will file the Form 10-K within the fifteen-day grace period provided by Exchange Act Rule 12b-25."
Quoted from the filing. Source
The company filed Form NT 10-K, telling the SEC it could not file its annual report on time, and then filed the report within the 15-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2026-03-31) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2026-03-31
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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