Home / Filing-delay notices (10-K) / TOP Financial Group Ltd

1/5TOP Financial Group Ltd (TOP): Filing-delay notice, annual report filed within extension (NT 10-K)

Filed 2026-06-30 路 Form NT 10-K 路 Accession 0001213900-26-073393 micro

Market data

Price before filing: $8.35 (2026-06-29 close, split/dividend-adjusted)
Market cap at flag: $67.8M (2026-06-30) 路 Latest: $99.5M (2026-10-16)

What happened next

WindowTOPSPYvs SPY
30 days+25.1%+0.1%+25.1%2026-07-30
90 days+81.2%+3.6%+77.6%2026-09-28
180 dayspendingpendinguntil 2026-12-27
1 yearpendingpendinguntil 2027-06-30

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

What this means

The company filed Form NT 10-K, telling the SEC it could not file its annual report on time, and then filed the report within the 15-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.

Status: filed within extension (report filed 2026-07-07) · the SEC treats a report filed within the extension as timely

Why this score: report filed within the extension on 2026-07-07

Read the original filing on SEC.gov →

Not investment advice. Automated summary; verify against the filing.

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