Home / Going-concern warnings / Charlie's Holdings, Inc.
Filed 2026-04-01 路 Form 10-K 路 Accession 0001437749-26-010761 micro
Price before filing: $0.285 (2026-03-31 close, split/dividend-adjusted)
Market cap at flag: $80.4M (2026-04-01) 路 Latest: $27.4M (2026-10-16)
| Window | CHUC | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -16.4% | +10.8% | -27.2% | 2026-05-01 |
| 90 days | -26.2% | +15.1% | -41.4% | 2026-06-30 |
| 180 days | -48.0% | +18.3% | -66.3% | 2026-09-28 |
| 1 year | pending | pending | until 2027-04-01 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-01-01 to 2026-05-01. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Management believes any substantial doubt has been alleviated as they expect increase revenues and profitability to continue."
Quoted from the filing. Source
Going-concern doubt disclosed, then alleviated: the company said conditions raised substantial doubt about its ability to continue as a going concern, but that its plans or new funding resolve that doubt for the next 12 months. A weaker warning than an unresolved going-concern doubt, but the company recently needed a rescue plan or fresh money to stay afloat.
Source: management disclosure in Form 10-K (period 2025-12-31)
Status: doubt alleviated (the company says its plans or new funding resolve the substantial doubt it disclosed)
Why this score: substantial doubt disclosed, then alleviated by management's plans or new funding
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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