Home / Going-concern warnings / Capstone Holding Corp.
Filed 2026-04-16 路 Form 10-K 路 Accession 0001437749-26-012459 nano
Price before filing: $0.589 (2026-04-15 close, split/dividend-adjusted)
Market cap at flag: $5.0M (2026-04-16) 路 Latest: $1.1M (2026-10-16)
| Window | CAPS | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -48.9% | +5.5% | -54.4% | 2026-05-18 |
| 90 days | -55.3% | +8.1% | -63.5% | 2026-07-15 |
| 180 days | -78.9% | +11.7% | -90.6% | 2026-10-13 |
| 1 year | pending | pending | until 2027-04-16 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-01-16 to 2026-05-16. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Based on this evaluation, management has concluded that these plans alleviate the substantial doubt."
Quoted from the filing. Source
Going-concern doubt disclosed, then alleviated: the company said conditions raised substantial doubt about its ability to continue as a going concern, but that its plans or new funding resolve that doubt for the next 12 months. A weaker warning than an unresolved going-concern doubt, but the company recently needed a rescue plan or fresh money to stay afloat.
Source: management disclosure in Form 10-K (period 2025-12-31)
Status: doubt alleviated (the company says its plans or new funding resolve the substantial doubt it disclosed)
Why this score: substantial doubt disclosed, then alleviated by management's plans or new funding; also within 90 days: Filing-delay notice, annual report (NT 10-K)
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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