Home / Going-concern warnings / Vaxart, Inc.
Filed 2026-05-07 路 Form 10-Q 路 Accession 0001437749-26-015608 micro
Price before filing: $0.75 (2026-05-06 close, split/dividend-adjusted)
Market cap at flag: $178.1M (2026-05-07) 路 Latest: $107.8M (2026-10-16)
| Window | VXRT | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -20.0% | +0.7% | -20.7% | 2026-06-08 |
| 90 days | -21.4% | +5.2% | -26.6% | 2026-08-05 |
| 180 days | pending | pending | until 2026-11-03 | |
| 1 year | pending | pending | until 2027-05-07 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: 1 insider bought $7K (1 purchase)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-07: red flag filed | |||||||
| 2026-05-22 | Watson W. Mark Director | Purchase | 10,000 | $0.65 | $7K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-02-06 to 2026-06-06. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Accordingly, management concluded that the conditions and events that previously raised substantial doubt about our ability to continue as a going concern have been alleviated."
Quoted from the filing. Source
Going-concern doubt disclosed, then alleviated: the company said conditions raised substantial doubt about its ability to continue as a going concern, but that its plans or new funding resolve that doubt for the next 12 months. A weaker warning than an unresolved going-concern doubt, but the company recently needed a rescue plan or fresh money to stay afloat.
Source: management disclosure in Form 10-Q (period 2026-03-31)
Status: doubt alleviated (the company says its plans or new funding resolve the substantial doubt it disclosed)
Why this score: substantial doubt disclosed, then alleviated by management's plans or new funding; quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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