Home / Going-concern warnings / Capstone Holding Corp.
Filed 2026-05-20 路 Form 10-Q 路 Accession 0001437749-26-017870 nano
Price before filing: $0.3053 (2026-05-19 close, split/dividend-adjusted)
Market cap at flag: $3.6M (2026-05-20) 路 Latest: $1.1M (2026-10-16)
| Window | CAPS | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -7.9% | +1.7% | -9.6% | 2026-06-22 |
| 90 days | -31.3% | +4.9% | -36.2% | 2026-08-18 |
| 180 days | pending | pending | until 2026-11-16 | |
| 1 year | pending | pending | until 2027-05-20 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-02-19 to 2026-06-19. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Based on this evaluation, management believes these plans alleviate the substantial doubt."
Quoted from the filing. Source
Going-concern doubt disclosed, then alleviated: the company said conditions raised substantial doubt about its ability to continue as a going concern, but that its plans or new funding resolve that doubt for the next 12 months. A weaker warning than an unresolved going-concern doubt, but the company recently needed a rescue plan or fresh money to stay afloat.
Source: management disclosure in Form 10-Q (period 2026-03-31)
Status: doubt alleviated (the company says its plans or new funding resolve the substantial doubt it disclosed)
Why this score: substantial doubt disclosed, then alleviated by management's plans or new funding; quarterly (unaudited) disclosure; also within 90 days: Filing-delay notice, annual report (NT 10-K), Non-reliance / restatement
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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