Home / Restatements / U S GLOBAL INVESTORS INC
Filed 2026-06-02 路 Form 8-K 路 Accession 0001437749-26-019086 nano
Price before filing: $2.56 (2026-06-01 close, split/dividend-adjusted)
Market cap at flag: $30.7M (2026-06-02) 路 Latest: $33.6M (2026-10-16)
| Window | GROW | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +21.9% | -1.6% | +23.4% | 2026-07-02 |
| 90 days | +27.0% | +1.4% | +25.6% | 2026-08-31 |
| 180 days | pending | pending | until 2026-11-29 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders bought $197K (18 purchases)
30 days after: 2 insiders bought $108K (4 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-01 | Gator Capital Management, LLC 10% owner | Purchase | 205 | $2.63 | $539 | no | Form 4 |
| 2026-05-01 | Pilecki Derek Steven Control Person | Purchase | 205 | $2.63 | $539 | no | Form 4 |
| 2026-05-06 | Gator Capital Management, LLC 10% owner | Purchase | 259 | $2.61 | $676 | no | Form 4 |
| 2026-05-06 | Pilecki Derek Steven Control Person | Purchase | 259 | $2.61 | $676 | no | Form 4 |
| 2026-05-07 | Gator Capital Management, LLC 10% owner | Purchase | 2,976 | $2.62 | $8K | no | Form 4 |
| 2026-05-07 | Pilecki Derek Steven Control Person | Purchase | 2,976 | $2.62 | $8K | no | Form 4 |
| 2026-05-08 | Gator Capital Management, LLC 10% owner | Purchase | 208 | $2.62 | $545 | no | Form 4 |
| 2026-05-08 | Pilecki Derek Steven Control Person | Purchase | 208 | $2.62 | $545 | no | Form 4 |
| 2026-05-11 | Gator Capital Management, LLC 10% owner | Purchase | 5,354 | $2.62 | $14K | no | Form 4 |
| 2026-05-11 | Pilecki Derek Steven Control Person | Purchase | 5,354 | $2.62 | $14K | no | Form 4 |
| 2026-05-12 | Gator Capital Management, LLC 10% owner | Purchase | 404 | $2.55 | $1K | no | Form 4 |
| 2026-05-12 | Pilecki Derek Steven Control Person | Purchase | 404 | $2.55 | $1K | no | Form 4 |
| 2026-05-13 | Gator Capital Management, LLC 10% owner | Purchase | 3,601 | $2.55 | $9K | no | Form 4 |
| 2026-05-13 | Pilecki Derek Steven Control Person | Purchase | 3,601 | $2.55 | $9K | no | Form 4 |
| 2026-05-21 | Gator Capital Management, LLC 10% owner | Purchase | 23,910 | $2.55 | $61K | no | Form 4 |
| 2026-05-21 | Pilecki Derek Steven Control Person | Purchase | 23,910 | $2.55 | $61K | no | Form 4 |
| 2026-05-28 | Gator Capital Management, LLC 10% owner | Purchase | 1,376 | $2.60 | $4K | no | Form 4 |
| 2026-05-28 | Pilecki Derek Steven Control Person | Purchase | 1,376 | $2.60 | $4K | no | Form 4 |
| 2026-06-02: red flag filed | |||||||
| 2026-06-02 | Gator Capital Management, LLC 10% owner | Purchase | 20,496 | $2.59 | $53K | no | Form 4 |
| 2026-06-02 | Pilecki Derek Steven Control Person | Purchase | 20,496 | $2.59 | $53K | no | Form 4 |
| 2026-06-03 | Gator Capital Management, LLC 10% owner | Purchase | 330 | $2.60 | $858 | no | Form 4 |
| 2026-06-03 | Pilecki Derek Steven Control Person | Purchase | 330 | $2.60 | $858 | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-03-04 to 2026-07-02. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"(the "Company"), in consultation with management, concluded that the Company's previously issued consolidated financial statements as of and for the three and nine months ended March 31, 2026 included in the Company's Quarterly Report on Form 10鈥慟 filed with the Securities and Exchange Commission (the "SEC") on May 13, 2026 (the "Original Form 10鈥慟") should no longer be relied upon."
Quoted from the filing. Source
The company says previously issued financial statements (or the auditor's report on them) should no longer be relied upon (8-K Item 4.02). Non-reliance on the financial statements themselves is one of the most serious accounting red flags: past reported numbers were wrong and will be restated.
Scope: previously issued financial statements
Read the original filing on SEC.gov →
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