Home / Restatements / U S GLOBAL INVESTORS INC

5/5U S GLOBAL INVESTORS INC (GROW): Non-reliance / restatement

Filed 2026-06-02 路 Form 8-K 路 Accession 0001437749-26-019086 nano

Market data

Price before filing: $2.56 (2026-06-01 close, split/dividend-adjusted)
Market cap at flag: $30.7M (2026-06-02) 路 Latest: $33.6M (2026-10-16)

What happened next

WindowGROWSPYvs SPY
30 days+21.9%-1.6%+23.4%2026-07-02
90 days+27.0%+1.4%+25.6%2026-08-31
180 dayspendingpendinguntil 2026-11-29

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

Insider trading around this filing

90 days before the flag: 2 insiders bought $197K (18 purchases)
30 days after: 2 insiders bought $108K (4 purchases)

DateInsiderTypeSharesPriceValue10b5-1 planSource
2026-05-01Gator Capital Management, LLC
10% owner
Purchase205$2.63$539noForm 4
2026-05-01Pilecki Derek Steven
Control Person
Purchase205$2.63$539noForm 4
2026-05-06Gator Capital Management, LLC
10% owner
Purchase259$2.61$676noForm 4
2026-05-06Pilecki Derek Steven
Control Person
Purchase259$2.61$676noForm 4
2026-05-07Gator Capital Management, LLC
10% owner
Purchase2,976$2.62$8KnoForm 4
2026-05-07Pilecki Derek Steven
Control Person
Purchase2,976$2.62$8KnoForm 4
2026-05-08Gator Capital Management, LLC
10% owner
Purchase208$2.62$545noForm 4
2026-05-08Pilecki Derek Steven
Control Person
Purchase208$2.62$545noForm 4
2026-05-11Gator Capital Management, LLC
10% owner
Purchase5,354$2.62$14KnoForm 4
2026-05-11Pilecki Derek Steven
Control Person
Purchase5,354$2.62$14KnoForm 4
2026-05-12Gator Capital Management, LLC
10% owner
Purchase404$2.55$1KnoForm 4
2026-05-12Pilecki Derek Steven
Control Person
Purchase404$2.55$1KnoForm 4
2026-05-13Gator Capital Management, LLC
10% owner
Purchase3,601$2.55$9KnoForm 4
2026-05-13Pilecki Derek Steven
Control Person
Purchase3,601$2.55$9KnoForm 4
2026-05-21Gator Capital Management, LLC
10% owner
Purchase23,910$2.55$61KnoForm 4
2026-05-21Pilecki Derek Steven
Control Person
Purchase23,910$2.55$61KnoForm 4
2026-05-28Gator Capital Management, LLC
10% owner
Purchase1,376$2.60$4KnoForm 4
2026-05-28Pilecki Derek Steven
Control Person
Purchase1,376$2.60$4KnoForm 4
2026-06-02: red flag filed
2026-06-02Gator Capital Management, LLC
10% owner
Purchase20,496$2.59$53KnoForm 4
2026-06-02Pilecki Derek Steven
Control Person
Purchase20,496$2.59$53KnoForm 4
2026-06-03Gator Capital Management, LLC
10% owner
Purchase330$2.60$858noForm 4
2026-06-03Pilecki Derek Steven
Control Person
Purchase330$2.60$858noForm 4

Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-03-04 to 2026-07-02. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.

Verified excerpt

"(the "Company"), in consultation with management, concluded that the Company's previously issued consolidated financial statements as of and for the three and nine months ended March 31, 2026 included in the Company's Quarterly Report on Form 10鈥慟 filed with the Securities and Exchange Commission (the "SEC") on May 13, 2026 (the "Original Form 10鈥慟") should no longer be relied upon."

Quoted from the filing. Source

What this means

The company says previously issued financial statements should no longer be relied upon (8-K Item 4.02). This is one of the most serious accounting red flags: past reported numbers were wrong and will be restated.

Read the original filing on SEC.gov →

Not investment advice. Automated summary; verify against the filing.

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