Home / Filing-delay notices (10-Q) / Smartbird, Inc.
Filed 2026-08-17 路 Form NT 10-Q 路 Accession 0001437749-26-028074 nano
Price before filing: $2.23 (2026-08-14 close, split/dividend-adjusted)
Market cap at flag: $22.7M (2026-08-17) 路 Latest: $21.8M (2026-10-16)
| Window | BIRD | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +6.3% | -2.9% | +9.1% | 2026-09-16 |
| 90 days | pending | pending | until 2026-11-15 | |
| 180 days | pending | pending | until 2027-02-13 | |
| 1 year | pending | pending | until 2027-08-17 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 3 insiders sold $517K (3 sales)
30 days after: 2 insiders sold $26K (2 sales)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-06-02 | Mitchell Ann Chief Financial Officer | Sale | 1,587 | $4.52 | $7K | no | Form 4 |
| 2026-06-02 | Vernachio Joseph Chief Executive Officer, Director | Sale | 3,359 | $4.47 | $15K | no | Form 4 |
| 2026-06-25 | Carlsten Nadia Catherine Chief Executive Officer, Director | Sale | 117,459 | $4.21 | $495K | no | Form 4 |
| 2026-08-17: red flag filed | |||||||
| 2026-08-25 | BOYCE RICHARD W Director | Sale | 9,200 | $2.38 | $22K | no | Form 4 |
| 2026-09-02 | Mitchell Ann Chief Financial Officer | Sale | 1,755 | $2.44 | $4K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-05-19 to 2026-09-16. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2026-08-19) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2026-08-19
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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