Home / Going-concern warnings / AZIO AI HOLDINGS, INC.
Filed 2026-08-18 路 Form 10-Q 路 Accession 0001437749-26-028254 nano
Price before filing: $1.37 (2026-08-17 close, split/dividend-adjusted)
Market cap at flag: $17.7M (2026-08-18) 路 Latest: $14.2M (2026-10-16)
| Window | AZIO | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -5.8% | -1.3% | -4.5% | 2026-09-17 |
| 90 days | pending | pending | until 2026-11-16 | |
| 180 days | pending | pending | until 2027-02-14 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders sold 24,604 shares (2 sales); 1 insider bought 24,604 shares (1 purchase)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-07-14 | Chen Gary Chief Product Officer | Sale | 12,302 | n/a | n/a | no | Form 4 |
| 2026-07-14 | Yang Jenny Chief Administrative Officer | Purchase | 24,604 | n/a | n/a | no | Form 4 |
| 2026-07-14 | Young Chris J. Chief Executive Officer, Director | Sale | 12,302 | n/a | n/a | no | Form 4 |
| 2026-08-18: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-05-20 to 2026-09-17. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"These conditions raise substantial doubt about the Company's ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-Q (period 2026-06-30)
Why this score: quarterly (unaudited) disclosure; also within 90 days: Auditor change
Read the original filing on SEC.gov →
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