Home / Auditor changes / AZIO AI HOLDINGS, INC.
Filed 2026-09-10 路 Form 8-K 路 Accession 0001437749-26-030077 nano
Price before filing: $1.18 (2026-09-09 close, split/dividend-adjusted)
Market cap at flag: $16.9M (2026-09-10) 路 Latest: $14.2M (2026-10-16)
| Window | AZIO | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -17.9% | +2.3% | -20.2% | 2026-10-12 |
| 90 days | pending | pending | until 2026-12-09 | |
| 180 days | pending | pending | until 2027-03-09 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders sold 24,604 shares (2 sales); 1 insider bought 24,604 shares (1 purchase)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-07-14 | Chen Gary Chief Product Officer | Sale | 12,302 | n/a | n/a | no | Form 4 |
| 2026-07-14 | Yang Jenny Chief Administrative Officer | Purchase | 24,604 | n/a | n/a | no | Form 4 |
| 2026-07-14 | Young Chris J. Chief Executive Officer, Director | Sale | 12,302 | n/a | n/a | no | Form 4 |
| 2026-09-10: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-06-12 to 2026-10-10. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Barton furnished the requested letter, and a copy is filed as Exhibit 16.1 to this Current Report on Form 8-K. (b) Appointment of New Independent Registered Public Accounting Firm On September 8, 2026, the Audit Committee appointed TAAD LLP ("TAAD") as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026, effective immediately."
Quoted from the filing. Source
The company changed its outside auditor (8-K Item 4.01). A dismissal or resignation, especially near an annual report or with reported disagreements, is a warning sign. Changes caused by audit firms merging are usually routine.
Type: dismissed
Disagreements reported: no
Former auditor: Barton CPA PLLC · New auditor: TAAD, LLP
Why this score: also within 90 days: Going-concern doubt
Read the original filing on SEC.gov →
🔔 Get email alerts for this company
Not investment advice. Automated summary; verify against the filing.
The week's most serious auditor changes, restatements, late filings and going-concern warnings, in plain English. Free. Unsubscribe anytime.
Subscribe to the newsletter →
The signup form didn't load here (often an ad or privacy blocker). This opens beehiiv's secure signup page.
Form not showing? Subscribe on beehiiv →
Newsletter delivered by beehiiv. See our privacy policy.