Home / Filing-delay notices (10-Q) / Live Oak Bancshares, Inc.
Filed 2025-11-12 路 Form NT 10-Q 路 Accession 0001462120-25-000098 small
Price before filing: $31.85 (2025-11-11 close, split/dividend-adjusted)
Market cap at flag: $1.47B (2025-11-12) 路 Latest: $1.62B (2026-10-16)
| Window | LOB | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +10.6% | -0.2% | +10.8% | 2025-12-12 |
| 90 days | +28.5% | +1.6% | +26.9% | 2026-02-10 |
| 180 days | +15.0% | +8.9% | +6.1% | 2026-05-11 |
| 1 year | pending | pending | until 2026-11-12 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider bought $100K (1 purchase)
30 days after: 2 insiders sold $2.0M (9 sales); 1 insider bought $30K (1 purchase)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-08-18 | LUCHT DAVID G Director | Purchase | 4,000 | $25.12 | $100K | no | Form 4 |
| 2025-11-12: red flag filed | |||||||
| 2025-11-19 | Seward Gregory W General Counsel | Sale | 1,200 | $30.20 | $36K | no | Form 4 |
| 2025-11-20 | Bradford Tonya Williams Director | Purchase | 1,000 | $30.24 | $30K | no | Form 4 |
| 2025-11-26 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 10,000 | $32.17 | $322K | yes | Form 4 |
| 2025-11-28 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 10,000 | $32.04 | $320K | yes | Form 4 |
| 2025-12-03 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 6,082 | $32.92 | $200K | yes | Form 4 |
| 2025-12-03 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 3,918 | $33.24 | $130K | yes | Form 4 |
| 2025-12-05 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 10,000 | $32.81 | $328K | yes | Form 4 |
| 2025-12-10 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 3,505 | $33.65 | $118K | yes | Form 4 |
| 2025-12-10 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 6,495 | $34.69 | $225K | yes | Form 4 |
| 2025-12-12 | MAHAN JAMES S III Chief Executive Officer, Director, 10% owner | Sale | 10,000 | $35.13 | $351K | yes | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-08-14 to 2025-12-12. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2025-11-17) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2025-11-17
Read the original filing on SEC.gov →
🔔 Get email alerts for this company
Not investment advice. Automated summary; verify against the filing.
The week's most serious auditor changes, restatements, late filings and going-concern warnings, in plain English. Free. Unsubscribe anytime.
Subscribe to the newsletter →
The signup form didn't load here (often an ad or privacy blocker). This opens beehiiv's secure signup page.
Form not showing? Subscribe on beehiiv →
Newsletter delivered by beehiiv. See our privacy policy.