Home / Filing-delay notices (10-Q) / UPEXI, INC.

1/5UPEXI, INC. (UPXI): Filing-delay notice, quarterly report filed within extension (NT 10-Q)

Filed 2025-05-16 路 Form NT 10-Q 路 Accession 0001477932-25-003855 micro

Market data

Price before filing: $9.58 (2025-05-15 close, split/dividend-adjusted)
Market cap at flag: $80.6M (2025-05-16) 路 Latest: $61.9M (2026-10-16)

What happened next

WindowUPXISPYvs SPY
30 days+2.7%+2.1%+0.6%2025-06-16
90 days-17.5%+9.6%-27.1%2025-08-14
180 days-64.7%+16.4%-81.1%2025-11-12
1 year-86.2%+26.5%-112.8%2026-05-18

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

Verified excerpt

"State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof could not be file within the prescribed period. There will be a delay in filing the Company's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2025, as a result of delays in compiling the requisite financial statement information. The Company expects to file within..."

Quoted from the filing. Source

What this means

The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.

Status: filed within extension (report filed 2025-05-16) · the SEC treats a report filed within the extension as timely

Why this score: report filed within the extension on 2025-05-16

Read the original filing on SEC.gov →

Not investment advice. Automated summary; verify against the filing.

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