Home / Filing-delay notices (10-K) / MOBIX LABS, INC

1/5MOBIX LABS, INC (MOBX): Filing-delay notice, annual report filed within extension (NT 10-K)

Filed 2025-12-30 路 Form NT 10-K 路 Accession 0001493152-25-029500 nano

Market data

Price before filing: $3.71 (2025-12-29 close, split/dividend-adjusted)
Market cap at flag: $14.4M (2025-12-30) 路 Latest: $152,353 (2026-10-16)

What happened next

WindowMOBXSPYvs SPY
30 days-41.8%+0.9%-42.7%2026-01-29
90 days-8.1%-7.9%-0.2%2026-03-30
180 days-45.8%+8.3%-54.1%2026-06-29
1 yearpendingpendinguntil 2026-12-30

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

Insider trading around this filing

90 days before the flag: 2 insiders sold $50K (2 sales)
30 days after: 1 insider sold $69K (1 sale)

DateInsiderTypeSharesPriceValue10b5-1 planSource
2025-11-21ARALIS JAMES
Chief Technology Officer
Sale22,470$0.41$9KnoForm 4
2025-11-21SANSONE PHILIP
Chief Executive Officer, Director
Sale100,044$0.41$41KnoForm 4
2025-12-30: red flag filed
2026-01-05SAMINI KEYVAN
President, CFO & Director, Director
Sale211,672$0.32$69KnoForm 4

Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-10-01 to 2026-01-29. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.

Verified excerpt

"Mobix Labs, Inc. (the "Company") has determined that it is unable, without unreasonable effort or expense, to file its Annual Report on Form 10-K for the year ended September 30, 2025 (the "Form 10-K") by the prescribed due date because the Company needs additional time to finalize review of the Company's financial statements and evaluation of disclosure controls and procedures to be included in its Form 10-K."

Quoted from the filing. Source

What this means

The company filed Form NT 10-K, telling the SEC it could not file its annual report on time, and then filed the report within the 15-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.

Status: filed within extension (report filed 2026-01-13) · the SEC treats a report filed within the extension as timely

Why this score: report filed within the extension on 2026-01-13

Read the original filing on SEC.gov →

Not investment advice. Automated summary; verify against the filing.

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