Home / Going-concern warnings / Streamex Corp.
Filed 2026-03-31 路 Form 10-K 路 Accession 0001493152-26-014376 micro
Price before filing: $1.05 (2026-03-30 close, split/dividend-adjusted)
Market cap at flag: $54.2M (2026-03-31) 路 Latest: $68.1M (2026-10-16)
| Window | STEX | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -27.1% | +13.7% | -40.8% | 2026-04-30 |
| 90 days | -23.6% | +17.6% | -41.1% | 2026-06-29 |
| 180 days | -32.9% | +21.8% | -54.6% | 2026-09-28 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 3 insiders bought $3.8M (9 purchases)
30 days after: 3 insiders sold $61K (4 sales)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-01-23 | GIUSTRA FRANK 10% owner | Purchase | 1,000,000 | $3.00 | $3.0M | no | Form 4 |
| 2026-01-23 | Lekstrom Morgan Lee Interim Executive Chairman, Director | Purchase | 47,000 | $3.13 | $147K | no | Form 4/A |
| 2026-01-23 | Williams Mitchell Young Chief Investment Officer | Purchase | 51,511 | $3.03 | $156K | no | Form 4 |
| 2026-01-26 | Lekstrom Morgan Lee Director, 10% owner | Purchase | 23,000 | $3.30 | $76K | no | Form 4 |
| 2026-01-27 | Lekstrom Morgan Lee Director, 10% owner | Purchase | 5,500 | $3.12 | $17K | no | Form 4 |
| 2026-01-29 | Lekstrom Morgan Lee Director, 10% owner | Purchase | 2,500 | $3.70 | $9K | no | Form 4 |
| 2026-02-03 | Lekstrom Morgan Lee Director, 10% owner | Purchase | 23,500 | $3.06 | $72K | no | Form 4 |
| 2026-02-04 | GIUSTRA FRANK 10% owner | Purchase | 100,000 | $3.17 | $317K | no | Form 4 |
| 2026-02-18 | Lekstrom Morgan Lee Executive Chairman, Director, 10% owner | Purchase | 20,000 | $2.50 | $50K | no | Form 4 |
| 2026-03-31: red flag filed | |||||||
| 2026-04-13 | Plummer Christine Marie Chief Financial Officer | Sale | 10,922 | $1.10 | $12K | no | Form 4 |
| 2026-04-14 | Lekstrom Morgan Lee Interim Executive Chairman, Director | Sale | 12,759 | $1.07 | $14K | no | Form 4 |
| 2026-04-14 | McPhie Karl Henry Michael CEO, Director | Sale | 30,611 | $1.07 | $33K | no | Form 4 |
| 2026-04-15 | Plummer Christine Marie Chief Financial Officer | Sale | 2,581 | $1.08 | $3K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-12-31 to 2026-04-30. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"These conditions raise substantial doubt about the Company's ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-K (period 2025-12-31)
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
The week's most serious auditor changes, restatements, late filings and going-concern warnings, in plain English. Free. Unsubscribe anytime.
Subscribe to the newsletter →
The signup form didn't load here (often an ad or privacy blocker). This opens beehiiv's secure signup page.
Form not showing? Subscribe on beehiiv →
Newsletter delivered by beehiiv. See our privacy policy.