Home / Going-concern warnings / PetVivo Holdings, Inc.
Filed 2026-06-29 路 Form 10-K 路 Accession 0001493152-26-031136 nano
Price before filing: $0.85 (2026-06-26 close, split/dividend-adjusted)
Market cap at flag: $31.0M (2026-06-29) 路 Latest: $27.8M (2026-10-16)
| Window | PETV | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -25.9% | +0.1% | -25.9% | 2026-07-29 |
| 90 days | -13.5% | +5.3% | -18.8% | 2026-09-28 |
| 180 days | pending | pending | until 2026-12-26 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider bought $100K (2 purchases, 1 without a usable price)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-22 | A.L. Sarroff Fund, LLC 10% owner | Purchase | 250,000 | $0.40 | $100K | no | Form 4 |
| 2026-06-09 | A.L. Sarroff Fund, LLC 10% owner | Purchase | 187,500 | n/a | n/a | no | Form 4 |
| 2026-06-29: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-03-31 to 2026-07-29. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"As discussed in Note 12 to the consolidated financial statements, for the year ended March 31, 2026 the Company has a net loss of $10,473,672 and net cash used in operating activities of $6,107,286 and has an accumulated deficit of $102,075,765 on March 31, 2026 which raises substantial doubt about its ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Going-concern opinion issued by: Stephano Slack LLC
Source: independent auditor report in Form 10-K (period 2026-03-31)
Why this score: in auditor's report; also within 90 days: Auditor change
Read the original filing on SEC.gov →
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