Home / Going-concern warnings / Venu Holding Corp
Filed 2026-08-13 路 Form 10-Q 路 Accession 0001493152-26-037568 micro
Price before filing: $1.96 (2026-08-12 close, split/dividend-adjusted)
Market cap at flag: $121.9M (2026-08-13) 路 Latest: $69.0M (2026-10-16)
| Window | VENU | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -10.7% | -1.5% | -9.2% | 2026-09-14 |
| 90 days | pending | pending | until 2026-11-11 | |
| 180 days | pending | pending | until 2027-02-09 | |
| 1 year | pending | pending | until 2027-08-13 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders bought $79K (3 purchases)
30 days after: 2 insiders bought $890K (13 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-26 | Finke Thomas M Director | Purchase | 15,000 | $3.74 | $56K | no | Form 4 |
| 2026-07-02 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,620 | $2.10 | $3K | no | Form 4 |
| 2026-07-09 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 7,850 | $2.54 | $20K | no | Form 4 |
| 2026-08-13: red flag filed | |||||||
| 2026-08-14 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 4,750 | $1.97 | $9K | no | Form 4 |
| 2026-08-17 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,000 | $1.84 | $2K | no | Form 4 |
| 2026-08-19 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,000 | $1.89 | $2K | no | Form 4 |
| 2026-08-21 | Finke Thomas M Director | Purchase | 30,000 | $1.92 | $58K | no | Form 4 |
| 2026-08-21 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,000 | $1.92 | $2K | no | Form 4 |
| 2026-08-25 | Finke Thomas M Director | Purchase | 54,644 | $1.95 | $107K | no | Form 4 |
| 2026-08-25 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,000 | $1.90 | $2K | no | Form 4 |
| 2026-08-27 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,000 | $2.02 | $2K | no | Form 4 |
| 2026-08-31 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 2,100 | $1.90 | $4K | no | Form 4 |
| 2026-09-02 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 1,400 | $1.83 | $3K | no | Form 4 |
| 2026-09-04 | ROTH JAY W CEO & Chairman, Director | Purchase | 49 | $1.88 | $92 | no | Form 4 |
| 2026-09-11 | Finke Thomas M Director | Purchase | 200,000 | $1.75 | $350K | no | Form 4 |
| 2026-09-11 | ROTH JAY W CEO & Chairman, Director, 10% owner | Purchase | 200,000 | $1.75 | $350K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-05-15 to 2026-09-12. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"As of the issuance of these financials, management has concluded that substantial doubt about the Company's ability to continue as a going concern for the next twelve months has been alleviated."
Quoted from the filing. Source
Going-concern doubt disclosed, then alleviated: the company said conditions raised substantial doubt about its ability to continue as a going concern, but that its plans or new funding resolve that doubt for the next 12 months. A weaker warning than an unresolved going-concern doubt, but the company recently needed a rescue plan or fresh money to stay afloat.
Source: management disclosure in Form 10-Q (period 2026-06-30)
Status: doubt alleviated (the company says its plans or new funding resolve the substantial doubt it disclosed)
Why this score: substantial doubt disclosed, then alleviated by management's plans or new funding; quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
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