Home / Going-concern warnings / MOBIX LABS, INC
Filed 2025-05-15 路 Form 10-Q 路 Accession 0001641172-25-010986 nano
Price before filing: $7.81 (2025-05-14 close, split/dividend-adjusted)
Market cap at flag: $39.7M (2025-05-15) 路 Latest: $152,353 (2026-10-16)
| Window | MOBX | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -5.6% | +2.6% | -8.2% | 2025-06-16 |
| 90 days | +13.4% | +10.1% | +3.4% | 2025-08-13 |
| 180 days | -13.6% | +16.9% | -30.5% | 2025-11-11 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders sold $453K (9 sales)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-02-19 | Goerner Frederick C Director | Sale | 1,928 | $1.35 | $3K | no | Form 4 |
| 2025-02-20 | Goerner Frederick C Director | Sale | 1,328 | $1.35 | $2K | no | Form 4 |
| 2025-02-21 | Goerner Frederick C Director | Sale | 5,020 | $1.35 | $7K | no | Form 4 |
| 2025-03-05 | Peterson James J Director, 10% owner | Sale | 19,088 | $1.07 | $20K | no | Form 4 |
| 2025-03-06 | Peterson James J Director, 10% owner | Sale | 2,401 | $1.08 | $3K | no | Form 4 |
| 2025-03-07 | Peterson James J Director, 10% owner | Sale | 146,732 | $1.04 | $153K | no | Form 4 |
| 2025-03-11 | Peterson James J Director, 10% owner | Sale | 394 | $1.04 | $410 | no | Form 4 |
| 2025-03-13 | Peterson James J Director, 10% owner | Sale | 15,803 | $1.00 | $16K | no | Form 4 |
| 2025-03-14 | Peterson James J Director, 10% owner | Sale | 277,285 | $0.90 | $250K | no | Form 4 |
| 2025-05-15: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-02-14 to 2025-06-14. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Management believes that there is substantial doubt concerning the Company's ability to continue as a going concern as the Company currently does not have adequate liquidity to meet its operating needs and satisfy its obligations beyond the next approximately ninety days."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-Q (period 2025-03-31)
Why this score: quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
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