Home / Filing-delay notices (10-Q) / EQUUS TOTAL RETURN, INC.
Filed 2025-05-16 路 Form NT 10-Q 路 Accession 0001712543-25-000032 nano
Price before filing: $0.85 (2025-05-15 close, split/dividend-adjusted)
Market cap at flag: $11.5M (2025-05-16) 路 Latest: $13.2M (2026-10-16)
| Window | EQS | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +61.2% | +2.1% | +59.1% | 2025-06-16 |
| 90 days | +122.4% | +9.6% | +112.8% | 2025-08-14 |
| 180 days | +124.7% | +16.4% | +108.3% | 2025-11-12 |
| 1 year | +58.8% | +26.5% | +32.3% | 2026-05-18 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-02-15 to 2025-06-15. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"The finalization of the financial statements of the registrant to be contained in registrant's quarterly report on Form 10-Q for the three months ended March 31, 2025 cannot be analyzed and completed on a timely basis without unreasonable cost and effort."
Quoted from the filing. Source
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2025-05-19) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2025-05-19
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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