Home / Going-concern warnings / High Roller Technologies, Inc.
Filed 2026-03-10 路 Form 10-K 路 Accession 0001753926-26-000462 nano
Price before filing: $4.49 (2026-03-09 close, split/dividend-adjusted)
Market cap at flag: $44.6M (2026-03-10) 路 Latest: $53.1M (2026-10-16)
| Window | ROLR | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -10.9% | +0.5% | -11.4% | 2026-04-09 |
| 90 days | +45.0% | +9.3% | +35.7% | 2026-06-08 |
| 180 days | +39.4% | +13.5% | +25.9% | 2026-09-08 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider bought $13K (1 purchase)
30 days after: 1 insider bought $9K (1 purchase)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-12-19 | Felman Adam Jonathan Chief Financial Officer | Purchase | 9,500 | $1.36 | $13K | no | Form 4 |
| 2026-03-10: red flag filed | |||||||
| 2026-03-13 | Francis John Milton IV Chief Operating Officer | Purchase | 2,277 | $3.95 | $9K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-12-10 to 2026-04-09. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"The Company's history of operating losses and negative operating cash flows initially raised substantial doubt regarding its ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-K (period 2025-12-31)
Read the original filing on SEC.gov →
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Not investment advice. Automated summary; verify against the filing.
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