Home / Filing-delay notices (10-Q) / Finance of America Companies Inc.
Filed 2025-05-15 路 Form NT 10-Q 路 Accession 0001828937-25-000027 micro
Price before filing: $21.53 (2025-05-14 close, split/dividend-adjusted)
Market cap at flag: $245.8M (2025-05-15) 路 Latest: $87.0M (2026-10-16)
| Window | FOA | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +2.7% | +2.6% | +0.1% | 2025-06-16 |
| 90 days | +34.0% | +10.1% | +23.9% | 2025-08-13 |
| 180 days | +8.5% | +16.9% | -8.4% | 2025-11-11 |
| 1 year | -8.0% | +27.2% | -35.2% | 2026-05-15 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders sold $95K (5 sales)
30 days after: 2 insiders sold $41K (2 sales)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-03-19 | Sieffert Kristen N President | Sale | 750 | $22.35 | $17K | yes | Form 4 |
| 2025-03-19 | Thornock Tai A. Chief Accounting Officer | Sale | 1,100 | $22.35 | $25K | yes | Form 4 |
| 2025-04-01 | Sieffert Kristen N President | Sale | 750 | $21.09 | $16K | yes | Form 4 |
| 2025-04-23 | Thornock Tai A. Chief Accounting Officer | Sale | 1,100 | $20.00 | $22K | yes | Form 4 |
| 2025-05-01 | Sieffert Kristen N President | Sale | 750 | $21.01 | $16K | yes | Form 4 |
| 2025-05-15: red flag filed | |||||||
| 2025-05-28 | Thornock Tai A. Chief Accounting Officer | Sale | 1,100 | $22.24 | $24K | yes | Form 4 |
| 2025-06-02 | Sieffert Kristen N President | Sale | 750 | $21.47 | $16K | yes | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-02-14 to 2025-06-14. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2025-05-20) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2025-05-20
Read the original filing on SEC.gov →
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