Home / Auditor changes / NEONC TECHNOLOGIES HOLDINGS, INC.
Filed 2025-04-01 路 Form 8-K 路 Accession 0001829126-25-002294 micro
Price before filing: n/a (n/a close, split/dividend-adjusted)
Market cap at flag: n/a 路 Latest: $66.6M (2026-10-16)
| Window | NTHI | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | n/a | n/a | n/a | |
| 90 days | n/a | n/a | n/a | |
| 180 days | n/a | n/a | n/a |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 5 insiders sold $3.8M (10 sales); 1 insider bought $802 (1 purchase)
30 days after: 2 insiders bought $2K (2 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-03-26 | CHEN THOMAS C CEO, Director, 10% owner | Sale | 38,250 | $25.00 | $956K | no | Form 4/A |
| 2025-03-26 | CHEN THOMAS C CEO, Director, 10% owner | Sale | 983 | $19.13 | $19K | no | Form 4/A |
| 2025-03-26 | CHIANG MING-FU (ALAN) Director | Sale | 56,250 | $25.00 | $1.4M | no | Form 4/A |
| 2025-03-26 | CHIANG MING-FU (ALAN) Director | Sale | 1,446 | $19.13 | $28K | no | Form 4/A |
| 2025-03-26 | Delshad Jim Director | Purchase | 50 | $16.05 | $802 | no | Form 4 |
| 2025-03-26 | GARNETT KEITHLY CFO, Director | Sale | 6,450 | $25.00 | $161K | no | Form 4/A |
| 2025-03-26 | GARNETT KEITHLY CFO, Director | Sale | 166 | $19.13 | $3K | no | Form 4/A |
| 2025-03-26 | Heshmatpour Amir F Director | Sale | 37,500 | $25.00 | $938K | no | Form 4/A |
| 2025-03-26 | Heshmatpour Amir F Director | Sale | 964 | $19.13 | $18K | no | Form 4/A |
| 2025-03-26 | WALTERS PATRICK COO | Sale | 11,550 | $25.00 | $289K | no | Form 4/A |
| 2025-03-26 | WALTERS PATRICK COO | Sale | 297 | $19.13 | $6K | no | Form 4/A |
| 2025-04-01: red flag filed | |||||||
| 2025-04-15 | GARNETT KEITHLY CFO | Purchase | 300 | $5.38 | $2K | no | Form 4 |
| 2025-04-17 | Delshad Jim Director | Purchase | 50 | $6.92 | $346 | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-01-01 to 2025-05-01. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"(the "Company") the Company was notified by Marcum LLP ("Marcum") that Marcum resigned as the independent registered accounting firm of the Company."
Quoted from the filing. Source
The company changed its outside auditor (8-K Item 4.01). A dismissal or resignation, especially near an annual report or with reported disagreements, is a warning sign. Changes caused by audit firms merging are usually routine.
Type: resigned
Disagreements reported: no
Former auditor: Marcum LLP · New auditor: CBIZ CPAs P.C.
Why this score: auditor resigned; also within 90 days: Going-concern doubt
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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