Home / Filing-delay notices (10-Q) / NEONC TECHNOLOGIES HOLDINGS, INC.
Filed 2025-08-14 路 Form NT 10-Q 路 Accession 0001829126-25-006332 micro
Price before filing: $5.32 (2025-08-13 close, split/dividend-adjusted)
Market cap at flag: $99.7M (2025-08-14) 路 Latest: $66.6M (2026-10-16)
| Window | NTHI | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +87.4% | +2.5% | +84.9% | 2025-09-15 |
| 90 days | +122.4% | +6.3% | +116.1% | 2025-11-12 |
| 180 days | +101.5% | +7.9% | +93.6% | 2026-02-10 |
| 1 year | -20.7% | +21.7% | -42.4% | 2026-08-14 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 3 insiders bought $120K (6 purchases)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-05-16 | Heshmatpour Amir F President, Director | Purchase | 3,510 | $16.87 | $59K | no | Form 4 |
| 2025-05-19 | GARNETT KEITHLY CFO | Purchase | 135 | $7.23 | $976 | no | Form 4 |
| 2025-05-21 | CHEN THOMAS C CEO, Director, 10% owner | Purchase | 2,759 | $7.25 | $20K | no | Form 4 |
| 2025-05-22 | CHEN THOMAS C CEO, Director, 10% owner | Purchase | 2,709 | $7.38 | $20K | no | Form 4 |
| 2025-05-22 | GARNETT KEITHLY CFO | Purchase | 675 | $7.29 | $5K | no | Form 4 |
| 2025-05-23 | Heshmatpour Amir F President, Director | Purchase | 2,000 | $7.39 | $15K | no | Form 4 |
| 2025-08-14: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-05-16 to 2025-09-13. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
The company filed Form NT 10-Q, telling the SEC it could not file its quarterly report on time, and then filed the report within the 5-day extension. The SEC treats a report filed within the extension as timely, so this is the mildest kind of flag, but the notice itself is a warning sign that investors often react to: something, often the audit or the accounting, took longer than planned.
Status: filed within extension (report filed 2025-08-18) · the SEC treats a report filed within the extension as timely
Why this score: report filed within the extension on 2025-08-18
Read the original filing on SEC.gov →
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