Home / Going-concern warnings / Aeries Technology, Inc.
Filed 2026-02-09 · Form 10-Q · Accession 0001829126-26-001091 micro
Price before filing: $3.44 (2026-02-06 close, split/dividend-adjusted)
Market cap at flag: $175.0M (2026-02-09) · Latest: $36.2M (2026-10-16)
| Window | AERT | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -13.7% | -2.1% | -11.6% | 2026-03-11 |
| 90 days | +66.3% | +7.3% | +58.9% | 2026-05-11 |
| 180 days | +105.2% | +12.5% | +92.7% | 2026-08-10 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider sold $30K (1 sale)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-11-24 | Webb Daniel S. CFO and CIO | Sale | 50,000 | $0.60 | $30K | yes | Form 4 |
| 2026-02-09: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-11-11 to 2026-03-11. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"The accompanying financial statements have been prepared assuming that the Company will continue as a going concern. 7 In performing this evaluation, the Company identified the following conditions that raised substantial doubt about its ability to continue as a going concern: ● As of December 31, 2025, the Company had a working capital deficit of $ 7,124 primarily due to current liabilities related to the FPAs of $..."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-Q (period 2025-12-31)
Why this score: quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
The week's most serious auditor changes, restatements, late filings and going-concern warnings, in plain English. Free. Unsubscribe anytime.
Subscribe to the newsletter →
The signup form didn't load here (often an ad or privacy blocker). This opens beehiiv's secure signup page.
Form not showing? Subscribe on beehiiv →
Newsletter delivered by beehiiv. See our privacy policy.