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PRINCETON CAPITAL CORP (PIAC) red flags

CIK 0000845385 路 North Andover, MA 路 SIC 路 All EDGAR filings

1 verified red-flag event(s) since 2025-04-01 and 19 earlier one(s) from our 2015-2025 history. Red flag score: 0 how it's calculated

1PRINCETON CAPITAL CORP (PIAC) Filing-delay notice, annual report filed within extension (NT 10-K)nano2025-04-01
report filed within the extension on 2025-04-01 路 company history

Earlier red flags (2015 to Apr 2025)

FiledFlag (links to the SEC filing)SeverityWhy
2019-04-01Filing-delay notice, annual report filed within extension (NT 10-K)1report filed within the extension on 2019-04-16
2018-11-15Late quarterly report (NT 10-Q)3filed late on 2019-01-31
2018-08-15Late quarterly report (NT 10-Q)3filed late on 2019-01-22
2018-05-16Late quarterly report (NT 10-Q)4filed late on 2019-01-10; also within 90 days: Filing-delay notice, annual report (NT 10-K)
2018-04-03Late annual report (NT 10-K)5filed late on 2018-11-30; also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2017-11-15Late quarterly report (NT 10-Q)3filed late on 2018-08-28
2017-08-16Late quarterly report (NT 10-Q)3filed late on 2018-05-30
2017-05-16Late quarterly report (NT 10-Q)4filed late on 2018-05-30; also within 90 days: Filing-delay notice, annual report (NT 10-K)
2017-04-03Late annual report (NT 10-K)5filed late on 2018-04-06; also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2016-11-15Late quarterly report (NT 10-Q)3filed late on 2017-08-21
2016-08-16Late quarterly report (NT 10-Q)3filed late on 2017-07-12
2016-05-17Late quarterly report (NT 10-Q)4filed late on 2017-05-01; also within 90 days: Auditor change, Filing-delay notice, annual report (NT 10-K)
2016-03-30Late annual report (NT 10-K)5filed late on 2016-12-14; also within 90 days: Auditor change, Filing-delay notice, quarterly report (NT 10-Q)
2016-03-21Auditor change5auditor resigned; also within 90 days: Filing-delay notice, annual report (NT 10-K), Filing-delay notice, quarterly report (NT 10-Q)
2015-10-22Auditor change5auditor resigned; also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2015-08-14Late quarterly report (NT 10-Q)4filed late on 2016-08-10; also within 90 days: Auditor change
2015-06-25Auditor change4also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2015-05-18Late quarterly report (NT 10-Q)4filed late on 2016-06-02; also within 90 days: Auditor change
2015-03-31Filing-delay notice, annual report filed within extension (NT 10-K)1report filed within the extension on 2015-04-15

From our 10-year history, classified with the same rules as current flags. Older flags have no page of their own; see the research study for how flagged stocks did afterwards.

Red flag score: 0 / 100 · low

Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 0.1 → score = 100 × (1 − e−points/50) = 0. Full method

FlagFiledSeverityPointsAgeDecayCounts
Filing-delay notice, annual report filed within extension (NT 10-K)2025-04-011/51.2565 d×0.110.1
Filing-delay notice, annual report filed within extension (NT 10-K) (history)2019-04-011/51.22757 d×0.000.0
Late quarterly report (NT 10-Q) (history)2018-11-153/59.82894 d×0.000.0
Late quarterly report (NT 10-Q) (history)2018-08-153/59.82986 d×0.000.0
Late quarterly report (NT 10-Q) (history)2018-05-163/59.83077 d×0.000.0
Late annual report (NT 10-K) (history)2018-04-034/519.83120 d×0.000.0
Late quarterly report (NT 10-Q) (history)2017-11-153/59.83259 d×0.000.0
Late quarterly report (NT 10-Q) (history)2017-08-163/59.83350 d×0.000.0
Late quarterly report (NT 10-Q) (history)2017-05-163/59.83442 d×0.000.0
Late annual report (NT 10-K) (history)2017-04-034/519.83485 d×0.000.0
Late quarterly report (NT 10-Q) (history)2016-11-153/59.83624 d×0.000.0
Late quarterly report (NT 10-Q) (history)2016-08-163/59.83715 d×0.000.0
Late quarterly report (NT 10-Q) (history)2016-05-173/59.83806 d×0.000.0
Late annual report (NT 10-K) (history)2016-03-304/519.83854 d×0.000.0
Auditor change (history)2016-03-214/522.03863 d×0.000.0
Auditor change (history)2015-10-224/522.04014 d×0.000.0
Late quarterly report (NT 10-Q) (history)2015-08-143/59.84083 d×0.000.0
Auditor change (history)2015-06-253/514.04133 d×0.000.0
Late quarterly report (NT 10-Q) (history)2015-05-183/59.84171 d×0.000.0
Filing-delay notice, annual report filed within extension (NT 10-K) (history)2015-03-311/51.24219 d×0.000.0

The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.

What happened next

FlagDateCap at flag30d90d180d1y
Filing-delay notice, annual report filed within extension (NT 10-K)2025-04-01$13.3M+0.0%-40.0%-46.4%-45.5%
Filing-delay notice, annual report filed within extension (NT 10-K)2019-04-01$30.1M-11.5%-30.8%-7.7%-15.4%
Late quarterly report (NT 10-Q)2018-11-15$15.1M+0.0%+92.0%+84.0%+84.0%
Late quarterly report (NT 10-Q)2018-08-15$30.1M+15.0%-37.5%-20.0%+0.0%
Late quarterly report (NT 10-Q)2018-05-16$12.8M+75.5%+88.7%+17.9%+117.0%
Late annual report (NT 10-K)2018-04-03$12.7M+1.0%+89.5%+119.1%+138.1%
Late quarterly report (NT 10-Q)2017-11-15$30.1M-60.0%-60.0%-57.6%-50.0%
Late quarterly report (NT 10-Q)2017-08-16$38.8M-13.0%-22.4%-68.9%-22.4%
Late quarterly report (NT 10-Q)2017-05-16$18.1M+40.0%+114.7%+66.7%-29.3%
Late annual report (NT 10-K)2017-04-03$36.1M-16.7%-30.0%+0.0%-65.0%
Late quarterly report (NT 10-Q)2016-11-15$25.3M+0.0%+42.9%-28.6%+19.0%
Late quarterly report (NT 10-Q)2016-08-16$27.7M-8.7%-8.7%+30.4%+40.0%
Late quarterly report (NT 10-Q)2016-05-17$8.4M+275.0%+187.5%+162.5%+87.5%
Late annual report (NT 10-K)2016-03-30$21.7M-55.6%+11.1%+16.7%+66.7%
Auditor change2016-03-21$2.4M+300.0%+900.0%+950.0%+1400.0%
Auditor change2015-10-22$61.6M+0.0%-56.9%-84.3%-58.8%
Late quarterly report (NT 10-Q)2015-08-14$71.1M-30.5%-13.6%-62.7%-61.0%
Auditor change2015-06-25$126.5M+28.5%-61.0%-70.5%-81.0%
Late quarterly report (NT 10-Q)2015-05-18$156.6M-27.2%-57.1%-62.9%-94.9%
Filing-delay notice, annual report filed within extension (NT 10-K)2015-03-31$72.3M+124.9%+75.0%-31.7%-70.0%

Stock return after each flag; pending = window not yet elapsed; n/a = no price data (for older flags often because the stock no longer trades).

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