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Sundance Strategies, Inc. (SUND) red flags

CIK 0001171838 路 Provo, UT 路 SIC 6411 路 All EDGAR filings

1 verified red-flag event(s) since 2025-04-01 and 13 earlier one(s) from our 2015-2025 history. Red flag score: 2 how it's calculated

2Sundance Strategies, Inc. (SUND) Going-concern doubt alleviatednano2025-06-30
substantial doubt disclosed, then alleviated by management's plans or new funding 路 company history

Earlier red flags (2015 to Apr 2025)

FiledFlag (links to the SEC filing)SeverityWhy
2024-07-01Going-concern doubt alleviated2substantial doubt disclosed, then alleviated by management's plans or new funding
2023-06-29Going-concern doubt alleviated2substantial doubt disclosed, then alleviated by management's plans or new funding
2022-06-29Going-concern doubt alleviated2substantial doubt disclosed, then alleviated by management's plans or new funding
2021-06-29Going-concern doubt alleviated2substantial doubt disclosed, then alleviated by management's plans or new funding
2020-08-14Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2020-08-19
2020-02-14Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2020-02-19
2018-04-18Auditor change1routine: audit firm merged/was acquired
2018-01-22Auditor change1routine: audit firm merged/was acquired
2017-06-30Late annual report (NT 10-K)4filed late on 2018-04-12
2017-02-09Late quarterly report (NT 10-Q)3filed late on 2017-04-17
2016-07-27Auditor change1routine: audit firm merged/was acquired
2015-11-09Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2015-11-10
2015-02-17Going-concern doubt (10-Q)3quarterly (unaudited) disclosure

From our 10-year history, classified with the same rules as current flags. Older flags have no page of their own; see the research study for how flagged stocks did afterwards.

Red flag score: 2 / 100 · low

Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 0.8 → score = 100 × (1 − e−points/50) = 2. Full method

FlagFiledSeverityPointsAgeDecayCounts
Going-concern doubt alleviated2025-06-302/54.0476 d×0.160.6
Going-concern doubt alleviated (history)2024-07-012/54.0840 d×0.040.2
Going-concern doubt alleviated (history)2023-06-292/54.01208 d×0.010.0
Going-concern doubt alleviated (history)2022-06-292/54.01573 d×0.000.0
Going-concern doubt alleviated (history)2021-06-292/54.01938 d×0.000.0
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2020-08-141/51.22257 d×0.000.0
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2020-02-141/51.22439 d×0.000.0
Auditor change (history)2018-04-181/54.03106 d×0.000.0
Auditor change (history)2018-01-221/54.03192 d×0.000.0
Late annual report (NT 10-K) (history)2017-06-304/519.83398 d×0.000.0
Late quarterly report (NT 10-Q) (history)2017-02-093/59.83539 d×0.000.0
Auditor change (history)2016-07-271/54.03736 d×0.000.0
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2015-11-091/51.23997 d×0.000.0
Going-concern doubt (history)2015-02-173/514.04262 d×0.000.0

The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.

What happened next

FlagDateCap at flag30d90d180d1y
Going-concern doubt alleviated2025-06-30$22.8M+3.8%-34.0%-52.8%-62.3%
Going-concern doubt alleviated2024-07-01$34.2M+0.0%-1.0%-45.6%-34.6%
Going-concern doubt alleviated2023-06-29$13.3M+15.6%+62.4%+228.1%+153.1%
Going-concern doubt alleviated2022-06-29$124.2M-32.2%-66.1%-66.1%-89.2%
Going-concern doubt alleviated2021-06-29$286.1M+1.4%-6.4%-3.6%-57.1%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2020-08-14$68.1M+11.1%+86.1%+138.3%+288.9%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2020-02-14$103.6M-27.0%-34.3%-34.3%+64.2%
Auditor change2018-04-18$132.4M+0.0%-25.0%-33.3%-43.3%
Auditor change2018-01-22$121.4M-3.6%+9.1%-9.1%-27.3%
Late annual report (NT 10-K)2017-06-30$116.9M-3.8%-5.7%-5.7%-15.1%
Late quarterly report (NT 10-Q)2017-02-09$145.6M+0.0%-9.1%-16.7%-24.2%
Auditor change2016-07-27$139.0M+0.0%-3.2%+4.8%-19.0%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2015-11-09$159.1M-14.4%-13.9%-12.5%-16.7%
Going-concern doubt2015-02-17$345.4M-7.4%-15.4%-52.5%-62.3%

Stock return after each flag; pending = window not yet elapsed; n/a = no price data (for older flags often because the stock no longer trades).

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