CIK 0001417892 路 Norwalk, CT 路 SIC 4931 路 All EDGAR filings
1 verified red-flag event(s) since 2025-04-01 and 5 earlier one(s) from our 2015-2025 history. Red flag score: 5 how it's calculated
🔔 Get email alerts for this company
| Filed | Flag (links to the SEC filing) | Severity | Why |
|---|---|---|---|
| 2024-08-14 | Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 1 | report filed within the extension on 2024-08-19 |
| 2024-05-16 | Late quarterly report (NT 10-Q) | 4 | filed late on 2024-08-19; also within 90 days: Auditor change, Filing-delay notice, annual report (NT 10-K) |
| 2024-05-07 | Auditor change | 5 | auditor resigned; also within 90 days: Filing-delay notice, annual report (NT 10-K), Filing-delay notice, quarterly report (NT 10-Q) |
| 2024-04-02 | Auditor change | 5 | auditor resigned; also within 90 days: Filing-delay notice, annual report (NT 10-K), Filing-delay notice, quarterly report (NT 10-Q) |
| 2024-03-29 | Late annual report (NT 10-K) | 5 | filed late on 2024-08-01; also within 90 days: Auditor change, Filing-delay notice, quarterly report (NT 10-Q) |
From our 10-year history, classified with the same rules as current flags. Older flags have no page of their own; see the research study for how flagged stocks did afterwards.
Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 2.5 → score = 100 × (1 − e−points/50) = 5. Full method
| Flag | Filed | Severity | Points | Age | Decay | Counts |
|---|---|---|---|---|---|---|
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 2025-08-14 | 1/5 | 1.2 | 430 d | ×0.19 | 0.2 |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history) | 2024-08-14 | 1/5 | 1.2 | 795 d | ×0.05 | 0.1 |
| Late quarterly report (NT 10-Q) (history) | 2024-05-16 | 3/5 | 9.8 | 885 d | ×0.03 | 0.3 |
| Auditor change (history) | 2024-05-07 | 4/5 | 22.0 | 894 d | ×0.03 | 0.7 |
| Auditor change (history) | 2024-04-02 | 4/5 | 22.0 | 929 d | ×0.03 | 0.6 |
| Late annual report (NT 10-K) (history) | 2024-03-29 | 4/5 | 19.8 | 933 d | ×0.03 | 0.5 |
The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.
| Flag | Date | Cap at flag | 30d | 90d | 180d | 1y |
|---|---|---|---|---|---|---|
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 2025-08-14 | $97.5M | +0.0% | -3.2% | n/a | n/a |
| Filing-delay notice, quarterly report filed within extension (NT 10-Q) | 2024-08-14 | $77.4M | +50.3% | +35.6% | +19.5% | +27.5% |
| Late quarterly report (NT 10-Q) | 2024-05-16 | $102.6M | -20.5% | -22.6% | +3.6% | -19.0% |
| Auditor change | 2024-05-07 | $96.4M | -11.5% | -20.3% | +28.6% | -26.6% |
| Auditor change | 2024-04-02 | $121.0M | -21.8% | -32.9% | +15.4% | -30.3% |
| Late annual report (NT 10-K) | 2024-03-29 | $103.4M | +1.0% | -21.8% | +21.2% | -18.7% |
Stock return after each flag; pending = window not yet elapsed; n/a = no price data (for older flags often because the stock no longer trades).
The week's most serious auditor changes, restatements, late filings and going-concern warnings, in plain English. Free. Unsubscribe anytime.
Subscribe to the newsletter →
The signup form didn't load here (often an ad or privacy blocker). This opens beehiiv's secure signup page.
Form not showing? Subscribe on beehiiv →
Newsletter delivered by beehiiv. See our privacy policy.