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UPEXI, INC. (UPXI) red flags

CIK 0001775194 路 Tampa, FL 路 SIC 2833 路 All EDGAR filings

1 verified red-flag event(s) since 2025-04-01 and 9 earlier one(s) from our 2015-2025 history. Red flag score: 8 how it's calculated

1UPEXI, INC. (UPXI) Filing-delay notice, quarterly report filed within extension (NT 10-Q)micro2025-05-16
report filed within the extension on 2025-05-16 路 company history

Earlier red flags (2015 to Apr 2025)

FiledFlag (links to the SEC filing)SeverityWhy
2025-02-14Going-concern doubt (10-Q)3quarterly (unaudited) disclosure
2024-11-14Late quarterly report (NT 10-Q)4filed late on 2024-12-19; also within 90 days: Filing-delay notice, annual report (NT 10-K)
2024-09-30Late annual report (NT 10-K)5filed late on 2024-12-16; also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2024-05-28Auditor change2follow-up: new auditor engaged after the auditor change reported 2024-05-07; also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2024-05-15Late quarterly report (NT 10-Q)4filed late on 2024-07-09; also within 90 days: Auditor change
2024-05-07Auditor change4also within 90 days: Filing-delay notice, quarterly report (NT 10-Q)
2023-11-14Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2023-11-20
2023-09-28Filing-delay notice, annual report filed within extension (NT 10-K)1report filed within the extension on 2023-10-03
2023-02-15Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2023-02-15

From our 10-year history, classified with the same rules as current flags. Older flags have no page of their own; see the research study for how flagged stocks did afterwards.

Red flag score: 8 / 100 · low

Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 4.2 → score = 100 × (1 − e−points/50) = 8. Full method

FlagFiledSeverityPointsAgeDecayCounts
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2025-05-161/51.2521 d×0.130.2
Going-concern doubt (history)2025-02-143/514.0612 d×0.091.3
Late quarterly report (NT 10-Q) (history)2024-11-143/59.8704 d×0.070.7
Late annual report (NT 10-K) (history)2024-09-304/519.8749 d×0.061.1
Auditor change (history)2024-05-281/54.0874 d×0.030.1
Late quarterly report (NT 10-Q) (history)2024-05-153/59.8887 d×0.030.3
Auditor change (history)2024-05-073/514.0895 d×0.030.4
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2023-11-141/51.21070 d×0.020.0
Filing-delay notice, annual report filed within extension (NT 10-K) (history)2023-09-281/51.21117 d×0.010.0
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2023-02-151/51.21342 d×0.010.0

The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.

What happened next

FlagDateCap at flag30d90d180d1y
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2025-05-16$80.6M+2.7%-17.5%-64.7%-86.2%
Going-concern doubt2025-02-14$5.2M-35.5%+139.5%+95.8%-82.0%
Late quarterly report (NT 10-Q)2024-11-14$5.3M-5.4%-26.8%+98.6%-40.7%
Late annual report (NT 10-K)2024-09-30$4.1M+89.8%-10.0%-50.2%+37.4%
Auditor change2024-05-28$10.7M-17.4%-60.0%-49.3%+1.5%
Late quarterly report (NT 10-Q)2024-05-15$8.2M+12.5%-47.2%-36.9%+19.8%
Auditor change2024-05-07$8.9M+19.3%-30.8%-3.3%+42.0%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2023-11-14$19.9M-6.9%+18.6%-60.9%-75.3%
Filing-delay notice, annual report filed within extension (NT 10-K)2023-09-28$34.6M-32.0%-36.7%-65.1%-87.6%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2023-02-15$79.3M+7.6%-14.7%-52.7%-75.4%

Stock return after each flag; pending = window not yet elapsed; n/a = no price data (for older flags often because the stock no longer trades).

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