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AlTi Global, Inc. (ALTI) red flags

CIK 0001838615 路 New York, NY 路 SIC 6282 路 All EDGAR filings

2 verified red-flag event(s) since 2025-04-01 and 12 earlier one(s) from our 2015-2025 history. Red flag score: 17 how it's calculated

1AlTi Global, Inc. (ALTI) Filing-delay notice, annual report filed within extension (NT 10-K)small2026-03-16
report filed within the extension on 2026-03-31 路 company history
1AlTi Global, Inc. (ALTI) Filing-delay notice, quarterly report filed within extension (NT 10-Q)small2025-11-12
report filed within the extension on 2025-11-13 路 company history

Earlier red flags (2015 to Apr 2025)

FiledFlag (links to the SEC filing)SeverityWhy
2024-03-18Filing-delay notice, annual report filed within extension (NT 10-K)1report filed within the extension on 2024-03-22
2023-05-12Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2023-05-22
2023-04-17Going-concern doubt alleviated2substantial doubt disclosed, then alleviated by management's plans or new funding
2023-03-31Filing-delay notice, annual report filed within extension (NT 10-K)1report filed within the extension on 2023-04-17
2023-01-09Auditor change3routine: auditor replaced after company merger/SPAC deal; also within 90 days: Going-concern doubt
2022-11-04Going-concern doubt (10-Q)4quarterly (unaudited) disclosure; also within 90 days: Auditor change
2022-08-15Going-concern doubt (10-Q)3quarterly (unaudited) disclosure
2022-05-13Going-concern doubt (10-Q)3quarterly (unaudited) disclosure
2022-03-18Going-concern doubt5in auditor's report
2021-11-15Non-reliance / restatement5
2021-05-24Non-reliance / restatement5
2021-05-17Filing-delay notice, quarterly report filed within extension (NT 10-Q)1report filed within the extension on 2021-05-24

From our 10-year history, classified with the same rules as current flags. Older flags have no page of their own; see the research study for how flagged stocks did afterwards.

Red flag score: 17 / 100 · low

Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 9.2 → score = 100 × (1 − e−points/50) = 17. Full method

FlagFiledSeverityPointsAgeDecayCounts
Filing-delay notice, annual report filed within extension (NT 10-K)2026-03-161/51.2216 d×0.440.5
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2025-11-121/51.2340 d×0.270.3
Filing-delay notice, annual report filed within extension (NT 10-K) (history)2024-03-181/51.2944 d×0.030.0
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2023-05-121/51.21255 d×0.010.0
Going-concern doubt alleviated (history)2023-04-172/54.01280 d×0.010.0
Filing-delay notice, annual report filed within extension (NT 10-K) (history)2023-03-311/51.21297 d×0.010.0
Auditor change (history)2023-01-092/58.01378 d×0.000.0
Going-concern doubt (history)2022-11-043/514.01444 d×0.000.1
Going-concern doubt (history)2022-08-153/514.01525 d×0.000.0
Going-concern doubt (history)2022-05-133/514.01619 d×0.000.0
Going-concern doubt (history)2022-03-185/530.01675 d×0.000.0
Non-reliance / restatement (history)2021-11-155/530.01798 d×0.000.0
Non-reliance / restatement (history)2021-05-245/530.01973 d×0.000.0
Filing-delay notice, quarterly report filed within extension (NT 10-Q) (history)2021-05-171/51.21980 d×0.000.0
Multiple flag types in the last 365 days (2 types)+8

The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.

What happened next

FlagDateCap at flag30d90d180d1y
Filing-delay notice, annual report filed within extension (NT 10-K)2026-03-16$538.7M+3.0%-21.3%-12.3%pending
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2025-11-12$589.4M+25.1%+11.9%-13.1%pending
Filing-delay notice, annual report filed within extension (NT 10-K)2024-03-18$635.6M-27.7%-20.7%-31.0%-53.3%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2023-05-12$539.0M+13.9%+34.5%+62.2%-5.7%
Going-concern doubt alleviated2023-04-17$971.4M-53.5%-29.0%-41.7%-62.2%
Filing-delay notice, annual report filed within extension (NT 10-K)2023-03-31$1.08B-53.0%-41.0%-46.4%-55.3%
Auditor change2023-01-09$761.8M-15.7%+27.6%-15.9%-29.1%
Going-concern doubt2022-11-04$836.1M-0.5%-30.2%-44.9%-27.9%
Going-concern doubt2022-08-15$825.2M+0.1%-6.8%-20.2%-14.7%
Going-concern doubt2022-05-13$817.7M+0.2%+0.9%+2.2%-44.9%
Going-concern doubt2022-03-18$821.9M-0.1%-0.3%+0.4%+32.4%
Non-reliance / restatement2021-11-15$827.7M-0.5%-0.7%-1.4%+2.2%
Non-reliance / restatement2021-05-24$811.9M+0.7%-0.5%+2.4%+1.2%
Filing-delay notice, quarterly report filed within extension (NT 10-Q)2021-05-17$827.7M-2.7%-3.0%+0.0%-1.1%

Stock return after each flag; pending = window not yet elapsed; n/a = no price data (for older flags often because the stock no longer trades).

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