Home / Going-concern warnings / MOBIX LABS, INC
Filed 2026-01-13 路 Form 10-K 路 Accession 0001493152-26-001921 nano
Price before filing: $2.57 (2026-01-12 close, split/dividend-adjusted)
Market cap at flag: $23.6M (2026-01-13) 路 Latest: $152,353 (2026-10-16)
| Window | MOBX | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -24.5% | -2.0% | -22.5% | 2026-02-12 |
| 90 days | +5.8% | -1.0% | +6.9% | 2026-04-13 |
| 180 days | -24.9% | +8.3% | -33.2% | 2026-07-13 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 3 insiders sold $119K (3 sales)
30 days after: 1 insider sold $16K (1 sale)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-11-21 | ARALIS JAMES Chief Technology Officer | Sale | 22,470 | $0.41 | $9K | no | Form 4 |
| 2025-11-21 | SANSONE PHILIP Chief Executive Officer, Director | Sale | 100,044 | $0.41 | $41K | no | Form 4 |
| 2026-01-05 | SAMINI KEYVAN President, CFO & Director, Director | Sale | 211,672 | $0.32 | $69K | no | Form 4 |
| 2026-01-13: red flag filed | |||||||
| 2026-02-02 | SANSONE PHILIP Chief Executive Officer, Director | Sale | 87,025 | $0.19 | $16K | no | Form 4 |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-10-15 to 2026-02-12. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"As discussed in Note 1 to the consolidated financial statements, the Company has incurred operating losses and negative cash flows from operations that raise substantial doubt about its ability to continue as a going concern."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Going-concern opinion issued by: PricewaterhouseCoopers LLP
Source: independent auditor report in Form 10-K (period 2025-09-30)
Why this score: in auditor's report
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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