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EQUUS TOTAL RETURN, INC. (EQS) red flags

CIK 0000878932 路 Houston, TX 路 SIC 路 All EDGAR filings

10 verified red-flag event(s) since 2025-04-01. Red flag score: 85 how it's calculated

3EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubt (10-Q)nano2026-08-14
quarterly (unaudited) disclosure 路 company history
4EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubt (10-Q)nano2026-05-20
quarterly (unaudited) disclosure; also within 90 days: Auditor change, Late annual report (NT 10-K) 路 company history
5EQUUS TOTAL RETURN, INC. (EQS) Auditor changenano2026-05-12
disagreements reported; also within 90 days: Going-concern doubt, Late annual report (NT 10-K) 路 company history
5EQUUS TOTAL RETURN, INC. (EQS) Auditor changenano2026-05-04
auditor resigned; also within 90 days: Going-concern doubt, Late annual report (NT 10-K) 路 company history
5EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubtnano2026-04-17
in auditor's report; also within 90 days: Auditor change, Late annual report (NT 10-K) 路 company history
5EQUUS TOTAL RETURN, INC. (EQS) Late annual report (NT 10-K)nano2026-04-01
filed late on 2026-04-17; also within 90 days: Auditor change, Going-concern doubt 路 company history
3EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubt (10-Q)nano2025-11-20
quarterly (unaudited) disclosure 路 company history
3EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubt (10-Q)nano2025-08-15
quarterly (unaudited) disclosure 路 company history
3EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubt (10-Q)nano2025-05-19
quarterly (unaudited) disclosure 路 company history
5EQUUS TOTAL RETURN, INC. (EQS) Going-concern doubtnano2025-04-10
in auditor's report 路 company history

Red flag score: 85 / 100 · very high

Computed only from the verified red flags below: each flag earns points for its severity, loses half its weight every 180 days, and companies with several different flag types in the past year get a bonus. Total points 94.5 → score = 100 × (1 − e−points/50) = 85. Full method

FlagFiledSeverityPointsAgeDecayCounts
Going-concern doubt2026-08-143/514.064 d×0.7810.9
Going-concern doubt2026-05-203/514.0150 d×0.567.9
Auditor change2026-05-124/522.0158 d×0.5412.0
Auditor change2026-05-044/522.0166 d×0.5311.6
Going-concern doubt2026-04-175/530.0183 d×0.4914.8
Late annual report (NT 10-K)2026-04-014/519.8199 d×0.469.2
Going-concern doubt2025-11-203/514.0331 d×0.283.9
Going-concern doubt2025-08-153/514.0428 d×0.192.7
Going-concern doubt2025-05-193/514.0516 d×0.141.9
Going-concern doubt2025-04-105/530.0555 d×0.123.5
Multiple flag types in the last 365 days (3 types)+16

The red flag score summarizes how many, how serious and how recent a company's verified SEC red-flag filings are. It describes filing events only. It is not a fraud score, credit rating or prediction, and not investment advice.

What happened next

FlagDateCap at flag30d90d180d
Going-concern doubt2026-08-14$16.1M-3.8%pendingpending
Going-concern doubt2026-05-20$19.1M-2.4%-11.2%pending
Auditor change2026-05-12$19.3M-6.0%-14.2%pending
Auditor change2026-05-04$15.6M+21.7%+0.9%pending
Going-concern doubt2026-04-17$20.1M-4.9%-18.3%-38.7%
Late annual report (NT 10-K)2026-04-01$25.7M-37.5%-32.6%-43.5%
Going-concern doubt2025-11-20$24.8M-11.6%-27.9%-34.2%
Going-concern doubt2025-08-15$25.6M+31.7%+5.3%-27.5%
Going-concern doubt2025-05-19$11.5M+58.8%+129.4%+125.9%
Going-concern doubt2025-04-10$12.2M-17.5%+35.9%+107.8%

Stock return after each flag; pending = window not yet elapsed; n/a = no price data.

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